In the IPO preparation and application stage, the sponsor should do the following.

◆ Preparation

(1) Hire a lawyer and a certified public accountant with securities business qualifications to carry out verification, verification and audit work respectively.

(2) The promoter and the sponsor jointly formulate a preliminary issuance plan, determine the size of the stock issuance, the issuance price, the issuance method, the investment project of the raised funds and the distribution method of the accumulated profits, and form relevant documents and submit them to the general meeting of shareholders for deliberation.

(3) Evaluate the feasibility of the raised funds investment project and issue a feasibility study report. If the investment project of the raised funds requires the approval of the relevant departments, the approval of the relevant departments must be obtained in advance.

(4) If the equipment and production line of the enterprise need to obtain the environmental protection certificate issued by the environmental protection department, it is best to hire professionals to apply for environmental protection testing from the environmental protection department and obtain the relevant documents issued by the environmental protection department.

(5) A company limited by shares shall sort out the income tax returns for the last three years and apply to the tax department for a certificate that the company has not violated tax regulations in the past three years.

The main documents required for the declaration of share issuance

Prospectus and summary of the prospectus.

Full audit reports and financial reports for the last three years.

Stock issuance plan and issuance announcement.

A letter from the sponsor recommending the company to the CSRC for the issuance of shares.

Verification opinions of the sponsor on the company's application documents.

The counseling institution submits the "Summary Report on Stock Issuance and Listing Counseling" filed with the Securities Regulatory Bureau.

Legal opinions and lawyers' work reports issued by lawyers.

Report on the company's application for issuance of shares.

Resolution of the general meeting of shareholders authorizing the board of directors to deal with relevant matters by issuing shares of the enterprise.

The plan for the use of the raised funds and the resolution of the general meeting of shareholders.

Approval documents of the relevant departments for the proposal of the fixed asset investment project (if the approval of the project is required).

Feasibility study report of the project for the use of raised funds.

Documents related to the establishment of a joint-stock company.

Other relevant documents, such as the explanation of the restructuring and reorganization plan, the explanation of the competition in the same industry, the relevant documents on the effectiveness of the main decisions in the past three years and the recent period, the explanation of major related party transactions, the statement that the business and the investment direction of the company meet the requirements of environmental protection, the original financial report and the comparison table with the declared financial report and the opinion issued by the certified public accountant on the difference, the previous asset appraisal report, the previous capital verification report, the explanation on the tax situation and the assurance opinion issued by the certified public accountant, The original financial report of the major shareholder or controlling shareholder for the most recent year, etc.